| Global IT Compliance Leader | AIG NA | USA-TX-Houston | 21 May 12 |
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| Vice President | AIG NA | USA-NY-New York City | 21 May 12 |
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| Director OTC Derivatives Compliance | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 24 May 12 |
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Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...
| Senior Marketing Compliance Officer | Bank of the West Competitive | USA-CA-Hayward | 11 May 12 |
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The Senior Marketing Compliance Officer is primarily responsible for ensuring that marketing materials comply ...
| Operations Analyst | Blue Fire Capital Competitve | USA-IL-Chicago | 04 May 12 |
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See Job Description Below
| Compliance Manager Job | Capital One Services, Inc. Competitive | USA-TX-Plano | 24 May 12 |
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See Job Description
| High Frequency, Prop Trading COMPLIANCE Analyst | Chicago US$100000 - US$150000 per annum | USA-IL-Chicago | 18 May 12 |
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-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...
| Director Market Surveillance | CME Group not disclosed | USA-NY-New York City | 24 May 12 |
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See job description below
| Regulatory Risk Manager - MBS | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 25 May 12 |
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Global financial firm is looking to add a Risk Manager responsible for assessing and managing financial risks ...
| Director of Product Risk | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 24 May 12 |
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The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...
| Head of Registration | Credit Suisse N/A | USA-NY-New York City | 22 May 12 |
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ROLE SUMMARY: Our General Counsel team is looking for a Head of US Registrations in New York and will rep...
| Governance Specialist | Deutsche Bank USD | USA-NY-New York City | 22 May 12 |
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Candidate should have excellent interpersonal and project management skills to work directly for Governance Di...
| Regulatory Reporting Controller/Vice President | Deutsche Bank Competitive | USA-NY-New York City | 22 May 12 |
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Deutsche Bank "Best Global Investment Bank 2010" A Passion to Perform. It's what drives us. More than a cl...
| Engagement Manager – Anti Money Laundering Advisory | E. D. Starr & Company Competitive | USA-NY-New York City | 15 May 12 |
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Global Leader in Professional and Management Consulting Services
| Compliance Officer | Federal Home Loan Bank of New York Neg | USA-NY-New York City | 21 May 12 |
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Manages all aspects of Complicance Division including operational and compliance risk management activities, ...
| Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision | Federal Reserve Bank not disclosed | USA-NY-New York City | 21 May 12 |
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See job description below
| Regulatory Compliance Liaison | FX Alliance, LLC DOE | USA-NY-New York City | 02 May 12 |
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The Regulatory Compliance Department is looking for a candidate with strong regulatory compliance skills. The ...
| Regulatory Compliance Manager | FX Alliance, LLC DOE | USA-NY-New York City | 02 May 12 |
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The Regulatory Compliance Department is looking for a candidate with strong regulatory compliance skills. The ...
| Compliance Officer | Green Key Resources $90,000 - $140,000 | USA-NY-New York City | 23 May 12 |
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Client is seeking candidates for a Compliance Officer role in New York, NY.
| Dodd-Frank Consultant | Green Key Resources Commensurate on experience | USA-CT-Stamford | 07 May 12 |
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Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.
| CRA Officer | Hudson City Savings Bank Based on experience | USA-NJ-Hackensack | 25 May 12 |
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Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...
| Director of Fair Lending Compliance - Columbus, OH | Huxley US$100000 - US$150000 per annum | USA-OH-Columbus | 15 May 12 |
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Looking for a compliance officer with 5-7 years of experience in Fair Lending/housing with strong data-driven ...
| Vice President-SOX Compliance | Integrated Management Resources Open | USA-CT-Norwalk | 23 May 12 |
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Major Insurance Company is seeking a Vice President to support SOX Compliance.
| Manager-Financial Controls | Integrated Management Resources Open | USA-NY-New York City | 23 May 12 |
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Major Firm located in New York City is seeking a Manager to oversee SOX/MAR compliance activities for accounti...
| Compliance Specialist | Investment Placement Group (IPG) Competitive | USA-CA-San Diego | 25 May 12 |
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Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...
| IT Audit | JB Technologies TBD | USA-NY-Ramapo | 24 May 12 |
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IT Audit Consult to Possible Perm
| Compliance Director | JCW $150,000 - $250,000 Basic + Bonus | USA-NY-New York City | 25 May 12 |
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International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...
| Mutual Fund Attorney | Michael Page International Attractive base salary plus bonus | USA-NY-New York City | 24 May 12 |
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Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...
| VP - Research Compliance | Michael Page International Competitive Package | USA-NY-New York City | 24 May 12 |
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Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...
| Chief Compliance Officer- Dodd- Frank | Michael Page International Competitive | USA-NY-New York City | 21 May 12 |
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Our client is a global foreign bank. The Dodd-Frank CCO will be responsible for managing the large scale proje...