Compliance / Regulatory recruitment in USA and financial recruitment. Browse available jobs in Compliance / Legal and apply online

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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...

We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...

Lead the expansion, development, and implementation of a cutting edge Credit Risk platform. Oversight of Mode...

leading hedge fund is looking for a Compliance Vice President with experience in the trade surveillance proces...

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Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...

Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...

International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...

Global financial firm is looking to add a Risk Manager responsible for assessing and managing financial risks ...

Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...

Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...

This role is a hybrid role ideally suited to an individual who views themselves as a Commercially minded Senio...

The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...

IT Audit Consult to Possible Perm

Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...

The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...

This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...

This position is an opportunity to join the policies and procedures group. The policies and procedures group ...

The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...

Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.

Serve as a member of the Scotiabank's U.S. Legal & Compliance Department supporting Global Banking and Market'...

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Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

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