Compliance / Regulatory recruitment in USA and financial recruitment. Browse available jobs in Compliance / Legal and apply online

This senior compliance role will be responsible for ensuring that policies and procedures for Deposit Products...

The Senior Marketing Compliance Officer is primarily responsible for ensuring that marketing materials comply ...

Wilshire Associates is looking to hire a Senior Associate who will be involved with a broad range of Complianc...

Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...

Synechron, Inc. is seeking a Senior ETL Technical Lead. The selected candidate will be part of a global team w...

Synechron, Inc. is seeking a Senior Data Warehouse Designer / SQL Server DBA. The selected candidate will lead...

Major Insurance Company is seeking a Vice President to support SOX Compliance.

The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...

Seeking a motivated individual with compliance experience (1 – 4 years experience "max"). Knowledge of the Inv...

Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

Lead the expansion, development, and implementation of a cutting edge Credit Risk platform. Oversight of Mode...

Performance / Operations Analyst

-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...

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Our client needs to validate changes to workflows for FX & Collateral businesses in light of clearing trades i...

Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...

Regional Bank with HQ in New Jersey is looking for a Head of Mortgage Servicing to spearhead their enterprise...

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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...

We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...

leading hedge fund is looking for a Compliance Vice President with experience in the trade surveillance proces...

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International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...

Global financial firm is looking to add a Risk Manager responsible for assessing and managing financial risks ...

Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...

Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...

The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...

Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...