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Other recruitment in USA and financial recruitment. Browse available jobs in Compliance / Legal and apply online
| Tax Associate | Ares Management DOE | USA-CA-Glendale | 25 May 12 |
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The Tax Associate reports to Tax Mgr and VP of Tax for all tax matters related to Private Equity and Capital M...
| SOX Compliance & Indepedence Manager | BlackRock not disclosed | USA-NY-New York City | 25 May 12 |
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See job description below
| High Frequency, Prop Trading COMPLIANCE Analyst | Chicago US$100000 - US$150000 per annum | USA-IL-Chicago | 18 May 12 |
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-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...
| Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision | Federal Reserve Bank not disclosed | USA-NY-New York City | 21 May 12 |
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See job description below
| Global Investment Compliance Associate | MFS Investment Management Competitive | USA-MA-Boston | 14 May 12 |
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Supports both Equity and Fixed Income trading. Ensures trade loss and compliance violation risk is minimized ...
| Senior Vice President - Legal | Moody's Corporation Annual | USA-NY-New York City | 24 May 12 |
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ResponsibilitiesThe SVP, for the Commercial Group ("CG") will join our New York office, working with the team ...
| MSSB Compliance Project Manager | Morgan Stanley not disclosed | USA-NJ-Jersey City | 25 May 12 |
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See job description below
| AML Investigations Manager | Morgan Stanley not disclosed | USA-NY-New York City | 25 May 12 |
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| Inquiries Group Assistant Manager | Morgan Stanley not disclosed | USA-NY-New York City | 24 May 12 |
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| Attorney for Corporate Treasury and Disclosure | Morgan Stanley not disclosed | USA-NY-New York City | 24 May 12 |
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| Compliance Testing Vice President | Morgan Stanley not disclosed | USA-NY-New York City | 23 May 12 |
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See job description below
| Compliance Analyst | Optiver US LLC Competitive. | USA-IL-Chicago | 02 May 12 |
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Optiver is a worldwide market maker and derivatives trading firm headquartered in Amsterdam with strategically...
| Collateral Inspection Officer | Rabobank International Competitive based on experience | USA-NY-New York City | 30 Apr 12 |
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Collateral Inspection Department assists the Credit Risk Department manage credit risk through review of colla...
| Sr Retail Compliance Manager - Deposit & Online | Not Disclosed Competitive Based on Experience | USA-CA-Hayward | 11 May 12 |
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This senior compliance role will be responsible for ensuring that policies and procedures for Deposit Products...
| Compliance -- Trade Surveillance | Not Disclosed Base plus Bonus | USA-NY-New York City | 25 May 12 |
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leading hedge fund is looking for a Compliance Vice President with experience in the trade surveillance proces...
| Team Coordinators (Legal & Travel Teams) Financial Services | Not Disclosed Highly competitive (base + lucrative bon... | USA-CT-Stamford | 22 May 12 |
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Seeking self-directed, motivated, client focused candidates with exceptional process management and people ski...
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