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BELASTINGADVISEUR INT/NAT	Axis Amsterdam N/A	Netherlands-North-Holland	29 Jul 10

Onze opdrachtgever is een accountantskantoor

Medewerker Toezicht Emissies & Openbare Biedingen	AFM Goed primair basissalaris, vakantiegeld...	Netherlands-North-Holland	26 Jul 10

Als medewerker toezicht wordt van je verwacht dat je gedreven en sterk gemotiveerd bent om kwalitatief hoogwaa...

AVP Regulatory Reporting Korea and Australia markets (HK)	ConnectedGroup Limited Competitive to skilled HK market	Hong Kong SAR	30 Jul 10

AVP Regulatory Reporting Korea and Australia markets - Hong Kong base

Chief Compliance Officer ('CCO")	BNY Mellon Asset Management "DOE"	USA-NY-New York City	30 Jul 10

The Chief Compliance Officer (“CCO”) manages all aspects of a complex investment advisory compliance program w...

CORPORATE ATTORNEY	Fischer Francis Trees & Watts Competitive	USA-NY-New York City	30 Jul 10

BNP Paribas Investment Partners (BNPP IP) is the ninth-largest asset management firm in the world managing $72...

Deputy Director of Compliance – Top-tier Hedge Fund	The Compliance Search Group LLC over $150k	USA-NY-New York City	30 Jul 10

Well regarded global macro strategy hedge fund with international offices seeks a senior level Compliance prof...

Attorney Reg. D Experience Needed	Not Disclosed Salary commensurate with ability	USA-NY-New York City	30 Jul 10

Attorney with Security Background and Reg. D Experience Needed For New York Operation

Hedge Fund/Registered Investment Advisor Compliance Professional	Resources Global Professionals Annually	USA-NY-New York City	30 Jul 10

Resources Global Professionals is a multinational professional services firm that helps business leaders execu...

Senior Compliance Manager	Hays City £75,000 - £80,000	UK-London	30 Jul 10

A well-known Trustee and Depositary business is looking for a Senior Compliance Manager to join the team.

Senior Compliance Manager	Hays Financial Markets £95,000	UK-London	30 Jul 10

One of the most innovative Investment Banks in London, the firm provides debt advisory, investment banking, sa...

Graduate/Trainee Scheme IMS	IMS Recruitment £22,000.00	UK-London	30 Jul 10

As part of our ongoing growth plans we are looking to introduce two exceptional individuals onto our two year ...

Front Office Compliance Advisory - Wholesale Banking	Hays Financial Markets £80,000 to £90,000	UK-London	30 Jul 10

A leading wholesale and corporate bank is looking for a Front Office Compliance Advisory responsible for assis...

Divisional Head of Regulatory Risk & Compliance	Hays City £700 - £800 per day	UK-London	30 Jul 10

Leading the regulatory and compliance agenda of a rapidly evolving and multi regulated division of a global gr...

KYC / AML Analyst - Leading Investment Bank	Hays Financial Markets £20-£25 per hour	UK-London	30 Jul 10

KYC / AML Analyst required to insure the accuracy of data. This information is critical in the efforts to comp...

Strategic Senior Compliance	Hays City £100,000 +	UK-London	30 Jul 10

My client is recruiting for a highly energetic performance driven individual with a strong Regulatory Strategy...

Equities Advisory - Cash and Derivatives	Correlate Search Negotiable	UK-London	30 Jul 10

Newly created, multi-location equities trading desk require a technically astute compliance advisory specialis...

Assistant Compliance Officer - Equity Settlement Operations	Société Générale - UK Not Displayed	UK-London	30 Jul 10

The role covers the institutional equity clearing and settlement services through SG London Branch

Chief Compliance Officer	BNY Mellon Asset Management negotiable	USA-PA-Pittsburgh	30 Jul 10

CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money...

Compliance Associate	BNY Mellon Asset Management Market Rate	USA-CA-San Francisco	30 Jul 10

The Compliance Associate is responsible for senior level day-to-day compliance issues within the subsidiary. ...

Surveillance Analyst/ Compliance - Information barriers surveillance	Comprehensive Recruiting $ OPEN	USA-NY-New York City	30 Jul 10

Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.

Assistant Compliance Manager - Anti Money Laundering	Morgan McKinley £25 - £30 per day	UK-London	30 Jul 10

An excellent opportunity has arisen for an experienced Anti Money Laundering Assistant Compliance Manager to j...

Compliance Officer	Comprehensive Recruiting Outstanding compensation and benefit pla...	USA-NY-New York City	30 Jul 10

Our client is looking to add a Compliance Officer to their team that will be responsible for providing daily a...

Quantitative Analyst / Surveillance Strategies	Comprehensive Recruiting Outstanding compensation, base and bonus...	USA-NY-New York City	30 Jul 10

Global financial firm is looking for an experienced Quantitative Analyst to join their Surveillance Strategies...

Compliance Monitoring Analyst	Morgan McKinley £170 - £190 per day	UK-London	30 Jul 10

This role involves working with the Central Compliance Monitoring and Surveillance Team to assist with the del...

Transaction Manager	Austin Benn c£70k + bonus and benefits	UK-London	30 Jul 10

Leading European Investment Bank has an exciting opportunity to join a newly established Transaction Managemen...

VP Bank Regulatory Compliance Officer	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	30 Jul 10

Supporting the Regulatory Compliance & Supervision of an international investment bank

NYSE Supervisory Analyst	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	30 Jul 10

Senior position supporting the equity research business of a global investment bank.

SENIOR COMPLIANCE MANAGER – MONITORING (M/F)	Robert Half SARL Luxembourg /	Luxembourg	30 Jul 10

Our client is one of the biggest asset managers world wide with a diverse range of in-house funds in all asset...

Associate Director, Compliance	WMRC Excellent remuneration	Singapore	30 Jul 10

Reporting to the Head of Compliance, you will discharge the (Compliance Officer) accountabilities set out in t...

Contracts and Subcontracts Sr Manager - Frederick, MD	Computer Sciences Corporation (CSC) Market	USA-MD-Frederick	30 Jul 10

Essential Job Functions * Oversees the contract life cycle for mid-market and large contracts. Reviews and int...

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