| BELASTINGADVISEUR INT/NAT | Axis Amsterdam N/A | Netherlands-North-Holland | 29 Jul 10 |
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Onze opdrachtgever is een accountantskantoor
| Medewerker Toezicht Emissies & Openbare Biedingen | AFM Goed primair basissalaris, vakantiegeld... | Netherlands-North-Holland | 26 Jul 10 |
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Als medewerker toezicht wordt van je verwacht dat je gedreven en sterk gemotiveerd bent om kwalitatief hoogwaa...
| AVP Regulatory Reporting Korea and Australia markets (HK) | ConnectedGroup Limited Competitive to skilled HK market | Hong Kong SAR | 30 Jul 10 |
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AVP Regulatory Reporting Korea and Australia markets - Hong Kong base
| Chief Compliance Officer ('CCO") | BNY Mellon Asset Management "DOE" | USA-NY-New York City | 30 Jul 10 |
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The Chief Compliance Officer (“CCO”) manages all aspects of a complex investment advisory compliance program w...
| CORPORATE ATTORNEY | Fischer Francis Trees & Watts Competitive | USA-NY-New York City | 30 Jul 10 |
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BNP Paribas Investment Partners (BNPP IP) is the ninth-largest asset management firm in the world managing $72...
| Deputy Director of Compliance – Top-tier Hedge Fund | The Compliance Search Group LLC over $150k | USA-NY-New York City | 30 Jul 10 |
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Well regarded global macro strategy hedge fund with international offices seeks a senior level Compliance prof...
| Attorney Reg. D Experience Needed | Not Disclosed Salary commensurate with ability | USA-NY-New York City | 30 Jul 10 |
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Attorney with Security Background and Reg. D Experience Needed For New York Operation
| Hedge Fund/Registered Investment Advisor Compliance Professional | Resources Global Professionals Annually | USA-NY-New York City | 30 Jul 10 |
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Resources Global Professionals is a multinational professional services firm that helps business leaders execu...
| Senior Compliance Manager | Hays City £75,000 - £80,000 | UK-London | 30 Jul 10 |
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A well-known Trustee and Depositary business is looking for a Senior Compliance Manager to join the team.
| Senior Compliance Manager | Hays Financial Markets £95,000 | UK-London | 30 Jul 10 |
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One of the most innovative Investment Banks in London, the firm provides debt advisory, investment banking, sa...
| Graduate/Trainee Scheme IMS | IMS Recruitment £22,000.00 | UK-London | 30 Jul 10 |
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As part of our ongoing growth plans we are looking to introduce two exceptional individuals onto our two year ...
| Front Office Compliance Advisory - Wholesale Banking | Hays Financial Markets £80,000 to £90,000 | UK-London | 30 Jul 10 |
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A leading wholesale and corporate bank is looking for a Front Office Compliance Advisory responsible for assis...
| Divisional Head of Regulatory Risk & Compliance | Hays City £700 - £800 per day | UK-London | 30 Jul 10 |
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Leading the regulatory and compliance agenda of a rapidly evolving and multi regulated division of a global gr...
| KYC / AML Analyst - Leading Investment Bank | Hays Financial Markets £20-£25 per hour | UK-London | 30 Jul 10 |
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KYC / AML Analyst required to insure the accuracy of data. This information is critical in the efforts to comp...
| Strategic Senior Compliance | Hays City £100,000 + | UK-London | 30 Jul 10 |
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My client is recruiting for a highly energetic performance driven individual with a strong Regulatory Strategy...
| Equities Advisory - Cash and Derivatives | Correlate Search Negotiable | UK-London | 30 Jul 10 |
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Newly created, multi-location equities trading desk require a technically astute compliance advisory specialis...
| Assistant Compliance Officer - Equity Settlement Operations | Société Générale - UK Not Displayed | UK-London | 30 Jul 10 |
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The role covers the institutional equity clearing and settlement services through SG London Branch
| Chief Compliance Officer | BNY Mellon Asset Management negotiable | USA-PA-Pittsburgh | 30 Jul 10 |
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CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money...
| Compliance Associate | BNY Mellon Asset Management Market Rate | USA-CA-San Francisco | 30 Jul 10 |
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The Compliance Associate is responsible for senior level day-to-day compliance issues within the subsidiary. ...
| Surveillance Analyst/ Compliance - Information barriers surveillance | Comprehensive Recruiting $ OPEN | USA-NY-New York City | 30 Jul 10 |
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Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.
| Assistant Compliance Manager - Anti Money Laundering | Morgan McKinley £25 - £30 per day | UK-London | 30 Jul 10 |
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An excellent opportunity has arisen for an experienced Anti Money Laundering Assistant Compliance Manager to j...
| Compliance Officer | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 30 Jul 10 |
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Our client is looking to add a Compliance Officer to their team that will be responsible for providing daily a...
| Quantitative Analyst / Surveillance Strategies | Comprehensive Recruiting Outstanding compensation, base and bonus... | USA-NY-New York City | 30 Jul 10 |
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Global financial firm is looking for an experienced Quantitative Analyst to join their Surveillance Strategies...
| Compliance Monitoring Analyst | Morgan McKinley £170 - £190 per day | UK-London | 30 Jul 10 |
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This role involves working with the Central Compliance Monitoring and Surveillance Team to assist with the del...
| Transaction Manager | Austin Benn c£70k + bonus and benefits | UK-London | 30 Jul 10 |
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Leading European Investment Bank has an exciting opportunity to join a newly established Transaction Managemen...
| VP Bank Regulatory Compliance Officer | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 30 Jul 10 |
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Supporting the Regulatory Compliance & Supervision of an international investment bank
| NYSE Supervisory Analyst | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 30 Jul 10 |
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Senior position supporting the equity research business of a global investment bank.
| SENIOR COMPLIANCE MANAGER – MONITORING (M/F) | Robert Half SARL Luxembourg / | Luxembourg | 30 Jul 10 |
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Our client is one of the biggest asset managers world wide with a diverse range of in-house funds in all asset...
| Associate Director, Compliance | WMRC Excellent remuneration | Singapore | 30 Jul 10 |
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Reporting to the Head of Compliance, you will discharge the (Compliance Officer) accountabilities set out in t...
| Contracts and Subcontracts Sr Manager - Frederick, MD | Computer Sciences Corporation (CSC) Market | USA-MD-Frederick | 30 Jul 10 |
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Essential Job Functions * Oversees the contract life cycle for mid-market and large contracts. Reviews and int...