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The Vice President of Branch Compliance will be responsible for directing and implementing the capital markets...

Standard & Poor's is seeking a senior compliance officer to conduct examinations and audits. This position...

Primarily responsible for performing tax related due diligence for new products, new markets, ensuring the com...

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Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Responsible for monitoring and testing compliance with rules and regulations applicable to Banks and mortgage ...

The ideal candidate for the Capital Markets Attorney role will have broker dealer experience and worked well w...

The candidate will negotiate and draft documentation covering a wide variety of transactions, including agre...

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Senior position leading the commodity trading compliance for a multinational company

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Manage regulatory capital and margin requirement risk programs within financial services

Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.

Global investment bank seeks an experienced Control Room Surveillance VP to monitor, investigate and prevent i...

15 or more years experience in public accounting, risk, internal audit and/or compliance. Experience in commer...

We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...

Highland is looking for a motivated Compliance Manager. He/She will be responsible for assisting the Chief Com...

Highland Capital has an immediate opening for a bright, hard-working individual to work in compliance within t...

The Regulatory Admin. Advisor is responsible for the day to day review and production of the work and services...

Ronin is currently looking to hire a Legal Assistant with previous experience working in a law firm or in the...

Our client, a global investment managment firm based in Midtown is seeking a Marketing Review compliance profe...

Cotton & Company is seeking Senior Auditors with at least two years of Federal financial statement audit exper...

Cotton & Company is seeking Audit Managers to supervise and conduct financial and internal controls audits of ...

Provides legal counsel, planning and services to MFS, its subsidiaries and its fund complexes. Provides advice...

Senior Estate & Trust Counselor position available

Responsible for identifying, measuring, controlling and monitoring Regulatory Risk and Compliance for Operatio...

Responsible for identifying, measuring, controlling and monitoring Regulatory Risk and Compliance for Operatio...

Our Client in seeking a candidate who can both advise and implement strategies related to new legal and compli...

Full Service Commercial Bank