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Compliance Officer, Standard & Poor's Standard & Poor`s not disclosed USA-NY-New York City 11 Feb 12

Standard & Poor's is seeking a senior compliance officer to conduct examinations and audits. This position...

Mutual Fund Paralegal BlackRock not disclosed USA-NY-New York City 10 Feb 12

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Regulatory Compliance, Fixed Income Not Disclosed Commensurate with experience USA-CT-Stamford 10 Feb 12

Responsible for identifying, measuring, controlling and monitoring Regulatory Risk and Compliance for Operatio...

Regulatory Compliance, Fixed Income Operations Not Disclosed Commensurate with experience USA-CT-Stamford 10 Feb 12

Responsible for identifying, measuring, controlling and monitoring Regulatory Risk and Compliance for Operatio...

VP Bank Regulatory Compliance The Forum Group Base plus bonus USA-NY-New York City 10 Feb 12

Top International Bank looking for add a VP to advise the Bank as to rules and regulations. Specifically, we a...

Investment Management Advertising Compliance The Forum Group Base salary, bonus and benefits. USA-NY-New York City 10 Feb 12

Our client, a global investment managment firm based in Midtown is seeking a Marketing Review compliance profe...

Compliance IT VP The Forum Group Base plus bonus USA-NY-New York City 10 Feb 12

Leading Investment Bank in need of a strong compliance/IT candidate that can lead projects throughout the comp...

Compliance Analyst The Forum Group Base plus bonus USA-NY-New York City 10 Feb 12

Our Client, a leading bank and investment advisor in Manhattan, is seeking candidates to join a well respected...

AVP / VP Securities Regulatory Compliance The Forum Group Base salary, bonus and benefits USA-NY-New York City 10 Feb 12

Our client, a leading global investment bank is seeking to add additional headcount to it's Securities Regulat...

Banking Compliance The Forum Group base plus bonus USA-NY-New York City 10 Feb 12

Our client an international banking firm has asked up us to help them find a VP level banking compliance offic...

VP Compliance Investment Advisory The Forum Group Base salary, bonus and benefits USA-NY-New York City 10 Feb 12

This role will support the Monitoring & Testing function by carrying out reviews pursuant to Rule 206(4)-7 of ...

VP, Funds Attorney The Forum Group Base salary, bonus and benefits. USA-NY-New York City 10 Feb 12

Our client, a global asset management firm is seeking a Funds Attorney to support their growing business lines...

Junior Compliance Associate Robert Half Financial Service Group 55-75K USA-NY-New York City 10 Feb 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Compliance Officer - Transaction Monitoring AND KYC Robert Walters Associates Inc Competitive Compensation USA-FL-Miami 10 Feb 12

Our client is a top-tier international financial institution that provides wealth management advisory services...

Commodities Compliance Officer Robert Walters Associates Inc Competitive Compensation USA-NY-New York City 10 Feb 12

Our client, a company engaged in commodities dealing and trading, is seeking a Head of Compliance, Americas, t...

Paralegal Managers Investment Group Competitive USA-CT-Norwalk 09 Feb 12

Managers Investment Group offers long- term investment strategies through a unique platform that includes open...

Risk Lawyer TFPL None specified USA-NY-New York City 09 Feb 12

My Client is a global legal firm looking for a Risk Lawyer to work within their Risk Department at their New Y...

Compliance Manager ProFund Advisors LLC base and an annual bonus USA-MD-Bethesda 09 Feb 12

Position is responsible for ensuring ProFund Advisors, LLC (PFA) and ProShare Advisors, LLC (PSA) is informed ...

Head of Bank Regulatory Compliance Societe Generale Commensurate with experience USA-NY-New York City 09 Feb 12

Societe Generale has an opening for a Head of Bank Regulatory Compliance person.

Vice President Branch Compliance BBVA Competitive USA-NY-New York City 09 Feb 12

The Vice President of Branch Compliance will be responsible for directing and implementing the capital markets...

Senior Product Tax Specialist eSecLending Competative USA-MA-Boston North 08 Feb 12

Primarily responsible for performing tax related due diligence for new products, new markets, ensuring the com...

Controller ITW Rippey Competitve USA-CA-Rancho Cordova 08 Feb 12

See Job Description Below

Business Analyst American International Group, Inc. (AIG) US$65000 - US$115000 per year + bonus USA-NY-New York City 08 Feb 12

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Compliance Attorney Robert Half Financial Service Group Up 150K USA-NY-New York City 08 Feb 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Compliance Analyst Hudson City Savings Bank Based on experience USA-NJ-Hackensack 08 Feb 12

Responsible for monitoring and testing compliance with rules and regulations applicable to Banks and mortgage ...

Capital Markets Attorney The Forum Group Total comp up to $200-250k for the right... USA-NY-New York City 08 Feb 12

The ideal candidate for the Capital Markets Attorney role will have broker dealer experience and worked well w...

Contracts Director FX Alliance, LLC DOE USA-NY-New York City 08 Feb 12

The candidate will negotiate and draft documentation covering a wide variety of transactions, including agre...

Compliance Branch Manager The Forum Group Base plus bonus USA-NY-New York City 08 Feb 12

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Commodity Futures Trading Compliance Officer Ashton Lane Group, Inc Excellent Base & Bonus USA-MN-Minneapolis 08 Feb 12

Senior position leading the commodity trading compliance for a multinational company

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 08 Feb 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

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