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Director of Compliance Robert Half Financial Services Group $130,000.00 to $150,000.00 Canada-ON-Toronto 02 Feb 12

An exceptional high profile opportunity is now available in Toronto for senior compliance professional with pr...

AVP, Corporate Security & Investigations Robert Half Financial Services Group $115,000.00 to $130,000.00 Canada-ON-Toronto 02 Feb 12

Renowned financial institute based in Toronto is actively looking for an Executive Investigations professional...

Manager, Compliance Robert Half Financial Services Group $75,000.00 to $85,000.00 Canada-ON-Toronto 02 Feb 12

Investment fund company based in Toronto is actively looking for an experienced compliance professional to tak...

IIROC Compliance Policies & Procedures Champion Robert Half Financial Services Group $50.00 to $60.00 CDN / Hour Canada-ON-Toronto 02 Feb 12

Looking for an established IIROC Compliance professional with experience specific to the responsibility for th...

SENIOR COMPLIANCE OFFICER TD Bank Financial Group highly competitive Canada-ON-Toronto 31 Jan 12

TD is a great organization powered by great people who want to make a difference every day.

Controller ITW Rippey Competitve USA-CA-Rancho Cordova 08 Feb 12

See Job Description Below

Compliance Examiner FINRA Competitive USA-CA-San Francisco 02 Feb 12

FINRA is seeking a well qualified individual for our Compliance Examiner opening in San Francisco, CA.

Paralegal Managers Investment Group Competitive USA-CT-Norwalk 09 Feb 12

Managers Investment Group offers long- term investment strategies through a unique platform that includes open...

Regulatory Compliance, Fixed Income Not Disclosed Commensurate with experience USA-CT-Stamford 10 Feb 12

Responsible for identifying, measuring, controlling and monitoring Regulatory Risk and Compliance for Operatio...

Regulatory Compliance, Fixed Income Operations Not Disclosed Commensurate with experience USA-CT-Stamford 10 Feb 12

Responsible for identifying, measuring, controlling and monitoring Regulatory Risk and Compliance for Operatio...

Dodd-Frank Consultant Green Key Resources Commensurate on experience USA-CT-Stamford 02 Feb 12

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

Compliance Officer Green Key Resources Commensurate on experience USA-CT-Stamford 02 Feb 12

Our client, a top investment bank in Stamford seeks a compliance professional who has worked with the FCPA (Fo...

Assistant General Counsel CRT Capital Group LLC Competitive USA-CT-Stamford 01 Feb 12

Assistant General Counsel

Branch Administrative & Compliance Managers The Compliance Search Group LLC DOE USA-DC-Washington/Metro 02 Feb 12

The high-net-worth brokerage division of a major investment bank seeks Branch Administrative Managers for seve...

Associate-Legal/Credit Transistions Management Deutsche Bank Market USA-FL-Jacksonville 01 Feb 12

A Passion to Perform. It's what drives us. More than a claim, this describes the way we do business. We com...

Compliance Officer - Transaction Monitoring AND KYC Robert Walters Associates Inc Competitive Compensation USA-FL-Miami 10 Feb 12

Our client is a top-tier international financial institution that provides wealth management advisory services...

Director of Operational Risk & Regulatory Compliance Not Disclosed Base salary plus bonus USA-IL-Chicago 07 Feb 12

15 or more years experience in public accounting, risk, internal audit and/or compliance. Experience in commer...

Legal Assistant Ronin Capital $45,000-$70,000 Base, DOE Competitive bo... USA-IL-Chicago 06 Feb 12

Ronin is currently looking to hire a Legal Assistant with previous experience working in a law firm or in the...

Compliance Officer (Trade Monitoring) Newedge not disclosed USA-IL-Chicago 03 Feb 12

See job description below

Compliance Officer- Capital Markets Robert Half Financial Service Group DOE USA-IL-Chicago 02 Feb 12

Capital Markets team is hiring for a Compliance Officer for their Fixed Income Trading Products area. This is...

Operational Due Diligence- Leading Hedge Fund Robert Half Financial Service Group DOE USA-IL-Chicago 02 Feb 12

Leading hedge fund investor with international offices is hiring an Investment Operations Associate within the...

BUSINESS CONTROL / ENTERPRISE RISK MANAGEMENT PROFESSIONAL Parkway Consulting Depends on experience USA-IL-Chicago 02 Feb 12

• Identify and control enterprise risks • Perform business audits • Comprehensive Written Supervisory Pro...

DC Regulatroy Services Consultant Tomer Search Group 80,000 -90,000 USA-MA-Boston 07 Feb 12

The Regulatory Admin. Advisor is responsible for the day to day review and production of the work and services...

Sr. Counsel - Fund Securities MFS Investment Management Competitive USA-MA-Boston 06 Feb 12

Provides legal counsel, planning and services to MFS, its subsidiaries and its fund complexes. Provides advice...

Senior Product Tax Specialist eSecLending Competative USA-MA-Boston North 08 Feb 12

Primarily responsible for performing tax related due diligence for new products, new markets, ensuring the com...

Compliance Manager ProFund Advisors LLC base and an annual bonus USA-MD-Bethesda 09 Feb 12

Position is responsible for ensuring ProFund Advisors, LLC (PFA) and ProShare Advisors, LLC (PSA) is informed ...

Manager - Market Regulation, Trading and Market Making Surveillance - Rockville, MD FINRA Competitive USA-MD-Gaithersburg 02 Feb 12

FINRA is seeking a well qualified individual for our Manager opening in Rockville, MD.

Inspections Specialist - General Public Company Accounting Oversight Board US$.00 per year USA-MI-Detroit 31 Jan 12

The PCAOB is a nonprofit corporation established by Congress to oversee the audits of public companies in orde...

Financial Investigations and Litigation Support Manager Deloitte Services LP DOE USA-MI-Detroit 30 Jan 12

Deloitte is one of the leading professional services organizations in the United States specializing in audit...

Commodity Futures Trading Compliance Officer Ashton Lane Group, Inc Excellent Base & Bonus USA-MN-Minneapolis 08 Feb 12

Senior position leading the commodity trading compliance for a multinational company

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