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Business Analyst American International Group, Inc. (AIG) US$65000 - US$115000 per year + bonus USA-NY-New York City 08 Feb 12

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Commodity Futures Trading Compliance Officer Ashton Lane Group, Inc Excellent Base & Bonus USA-MN-Minneapolis 08 Feb 12

Senior position leading the commodity trading compliance for a multinational company

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 08 Feb 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Senior Risk Manager - OTC Derivatives Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 08 Feb 12

Manage regulatory capital and margin requirement risk programs within financial services

Director Regulatory Reporting Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 08 Feb 12

Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.

VP, Control Room Barclays Capital Competitive USA-NY-New York City 25 Jan 12

Department Overview Barclays Capital is the investment banking division of Barclays Bank PLC.

Vice President Branch Compliance BBVA Competitive USA-NY-New York City 09 Feb 12

The Vice President of Branch Compliance will be responsible for directing and implementing the capital markets...

Mutual Fund Paralegal BlackRock not disclosed USA-NY-New York City 10 Feb 12

See job description below

Contracts Representative Bloomberg NA USA-NY-New York City 01 Feb 12

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COMPLIANCE ASSOCIATE BNP Paribas Investment Partners Competitive USA-NY-New York City 06 Feb 12

BNP Paribas Investment Partners (BNPP IP) is the fourteenth-largest asset management firm in the world managin...

COMPLIANCE CONSULTANT BNP Paribas Investment Partners Competitive USA-NY-New York City 06 Feb 12

BNP Paribas Investment Partners (BNPP IP) is the fourteenth-largest asset management firm in the world managin...

Managing Director, Product Management BondDesk Group LLC Competitive and Commensurate with experi... USA-NY-New York City 31 Jan 12

BondDesk Group is looking for a Managing Director, Product Management with demonstrated knowledge of retail fi...

Compliance Vice President CRT Capital Group LLC Competitive USA-NY-New York City 01 Feb 12

Compliance Vice President

Assistant General Counsel CRT Capital Group LLC Competitive USA-CT-Stamford 01 Feb 12

Assistant General Counsel

Financial Investigations and Litigation Support Manager Deloitte Services LP DOE USA-MI-Detroit 30 Jan 12

Deloitte is one of the leading professional services organizations in the United States specializing in audit...

Associate-Legal/Credit Transistions Management Deutsche Bank Market USA-FL-Jacksonville 01 Feb 12

A Passion to Perform. It's what drives us. More than a claim, this describes the way we do business. We com...

Regional Finance Regulatory Reporting Deutsche Bank Competitive USA-NY-New York City 01 Feb 12

Deutsche Bank "Best Global Investment Bank 2010" A Passion to Perform. It's what drives us. More than a cl...

Principal Auditor - Compliance Audit/VP Deutsche Bank competitive USA-NY-New York City 19 Jan 12

Deutsche Bank "Best Global Investment Bank 2010" A Passion to Perform. It's what drives us. More than a cl...

Senior Product Tax Specialist eSecLending Competative USA-MA-Boston North 08 Feb 12

Primarily responsible for performing tax related due diligence for new products, new markets, ensuring the com...

Manager - Market Regulation, Trading and Market Making Surveillance - Rockville, MD FINRA Competitive USA-MD-Gaithersburg 02 Feb 12

FINRA is seeking a well qualified individual for our Manager opening in Rockville, MD.

Compliance Examiner FINRA Competitive USA-CA-San Francisco 02 Feb 12

FINRA is seeking a well qualified individual for our Compliance Examiner opening in San Francisco, CA.

Regulatory Affairs Associate First Empire Securities Based on experience USA-NY-Smithtown 30 Jan 12

First Empire Securities, Inc., a well-established financial services firm, is seeking qualified candidates to ...

Contracts Director FX Alliance, LLC DOE USA-NY-New York City 08 Feb 12

The candidate will negotiate and draft documentation covering a wide variety of transactions, including agre...

Dodd-Frank Consultant Green Key Resources Commensurate on experience USA-CT-Stamford 02 Feb 12

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

Compliance Officer Green Key Resources Commensurate on experience USA-CT-Stamford 02 Feb 12

Our client, a top investment bank in Stamford seeks a compliance professional who has worked with the FCPA (Fo...

Compliance Manager Highland Capital Management, L.P. Competitive USA-TX-Plano 07 Feb 12

Highland is looking for a motivated Compliance Manager. He/She will be responsible for assisting the Chief Com...

Compliance Associate Highland Capital Management, L.P. Competitive USA-TX-Dallas 07 Feb 12

Highland Capital has an immediate opening for a bright, hard-working individual to work in compliance within t...

Compliance Analyst Hudson City Savings Bank Based on experience USA-NJ-Hackensack 08 Feb 12

Responsible for monitoring and testing compliance with rules and regulations applicable to Banks and mortgage ...

Controller ITW Rippey Competitve USA-CA-Rancho Cordova 08 Feb 12

See Job Description Below

IT Audit JB Technologies TBD USA-NY-Ramapo 02 Feb 12

IT Audit Consult to Possible Perm

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