| Mutual Fund Paralegal | BlackRock not disclosed | USA-NY-New York City | 10 Feb 12 |
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See job description below
| VP Bank Regulatory Compliance | The Forum Group Base plus bonus | USA-NY-New York City | 10 Feb 12 |
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Top International Bank looking for add a VP to advise the Bank as to rules and regulations. Specifically, we a...
| Investment Management Advertising Compliance | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 10 Feb 12 |
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Our client, a global investment managment firm based in Midtown is seeking a Marketing Review compliance profe...
| Compliance IT VP | The Forum Group Base plus bonus | USA-NY-New York City | 10 Feb 12 |
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Leading Investment Bank in need of a strong compliance/IT candidate that can lead projects throughout the comp...
| Compliance Analyst | The Forum Group Base plus bonus | USA-NY-New York City | 10 Feb 12 |
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Our Client, a leading bank and investment advisor in Manhattan, is seeking candidates to join a well respected...
| AVP / VP Securities Regulatory Compliance | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 10 Feb 12 |
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Our client, a leading global investment bank is seeking to add additional headcount to it's Securities Regulat...
| Banking Compliance | The Forum Group base plus bonus | USA-NY-New York City | 10 Feb 12 |
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Our client an international banking firm has asked up us to help them find a VP level banking compliance offic...
| VP Compliance Investment Advisory | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 10 Feb 12 |
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This role will support the Monitoring & Testing function by carrying out reviews pursuant to Rule 206(4)-7 of ...
| VP, Funds Attorney | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 10 Feb 12 |
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Our client, a global asset management firm is seeking a Funds Attorney to support their growing business lines...
| Junior Compliance Associate | Robert Half Financial Service Group 55-75K | USA-NY-New York City | 10 Feb 12 |
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Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...
| Commodities Compliance Officer | Robert Walters Associates Inc Competitive Compensation | USA-NY-New York City | 10 Feb 12 |
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Our client, a company engaged in commodities dealing and trading, is seeking a Head of Compliance, Americas, t...
| Risk Lawyer | TFPL None specified | USA-NY-New York City | 09 Feb 12 |
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My Client is a global legal firm looking for a Risk Lawyer to work within their Risk Department at their New Y...
| Head of Bank Regulatory Compliance | Societe Generale Commensurate with experience | USA-NY-New York City | 09 Feb 12 |
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Societe Generale has an opening for a Head of Bank Regulatory Compliance person.
| Vice President Branch Compliance | BBVA Competitive | USA-NY-New York City | 09 Feb 12 |
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The Vice President of Branch Compliance will be responsible for directing and implementing the capital markets...
| Compliance Officer, Standard & Poor's | Standard & Poor`s not disclosed | USA-NY-New York City | 08 Feb 12 |
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Standard & Poor's is seeking a senior compliance officer to conduct examinations and audits. This position...
| Business Analyst | American International Group, Inc. (AIG) US$65000 - US$115000 per year + bonus | USA-NY-New York City | 08 Feb 12 |
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| Compliance Attorney | Robert Half Financial Service Group Up 150K | USA-NY-New York City | 08 Feb 12 |
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Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...
| Capital Markets Attorney | The Forum Group Total comp up to $200-250k for the right... | USA-NY-New York City | 08 Feb 12 |
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The ideal candidate for the Capital Markets Attorney role will have broker dealer experience and worked well w...
| Contracts Director | FX Alliance, LLC DOE | USA-NY-New York City | 08 Feb 12 |
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The candidate will negotiate and draft documentation covering a wide variety of transactions, including agre...
| Compliance Branch Manager | The Forum Group Base plus bonus | USA-NY-New York City | 08 Feb 12 |
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Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...
| Director OTC Derivatives Compliance | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 08 Feb 12 |
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Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...
| Senior Risk Manager - OTC Derivatives | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 08 Feb 12 |
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Manage regulatory capital and margin requirement risk programs within financial services
| Director Regulatory Reporting | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 08 Feb 12 |
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Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.
| Senior Compliance VP/Associate - Top Fund/Asset Manager | Not Disclosed Very Competitive | USA-NY-New York City | 07 Feb 12 |
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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...
| Senior Regulatory Counsel | Michael Page Legal $2,800 - $3,300 Weekly | USA-NY-New York City | 06 Feb 12 |
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Our Client in seeking a candidate who can both advise and implement strategies related to new legal and compli...
| Structured Finance Attorney | Michael Page International $160,000 to $200,000 | USA-NY-New York City | 06 Feb 12 |
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Full Service Commercial Bank
| VP - Consumer Compliance Officer | Michael Page International Salary, benefits, bonus eligibility | USA-NY-New York City | 06 Feb 12 |
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Our client is a leading New York City Consumer Bank and Asset Manager.
| COMPLIANCE ASSOCIATE | BNP Paribas Investment Partners Competitive | USA-NY-New York City | 06 Feb 12 |
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BNP Paribas Investment Partners (BNPP IP) is the fourteenth-largest asset management firm in the world managin...
| COMPLIANCE CONSULTANT | BNP Paribas Investment Partners Competitive | USA-NY-New York City | 06 Feb 12 |
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BNP Paribas Investment Partners (BNPP IP) is the fourteenth-largest asset management firm in the world managin...
| Compliance Manager | Westwood Partners LLC base plus bonus | USA-NY-New York City | 02 Feb 12 |
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Our client, a major financial services institution, is looking for a Compliance Manager with strong fixed inco...