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AML Investigations Manager Morgan Stanley not disclosed USA-NY-New York City 25 May 12

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SOX Compliance & Indepedence Manager BlackRock not disclosed USA-NY-New York City 25 May 12

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Senior Compliance VP/Associate - Top Fund/Asset Manager Not Disclosed Very Competitive USA-NY-New York City 25 May 12

We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...

Attorney - Top Asset Manager Not Disclosed Strong USA-NY-New York City 25 May 12

We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...

Compliance -- Trade Surveillance Not Disclosed Base plus Bonus USA-NY-New York City 25 May 12

leading hedge fund is looking for a Compliance Vice President with experience in the trade surveillance proces...

Regulatory/Compliance Assistant (Paralegal) Newedge not disclosed USA-NY-New York City 25 May 12

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Compliance Director JCW $150,000 - $250,000 Basic + Bonus USA-NY-New York City 25 May 12

International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...

Regulatory Risk Manager - MBS Comprehensive Recruiting Outstanding compensation and benefit pla... USA-NY-New York City 25 May 12

Global financial firm is looking to add a Risk Manager responsible for assessing and managing financial risks ...

Vice President - Corporate & Funds Attorney Michael Page International Up to $250K Base + Bonus & Benefits USA-NY-New York City 24 May 12

Our client is one of the world's leading investment and advisory firms. They are looking for an Attorney t...

Mutual Fund Attorney Michael Page International Attractive base salary plus bonus USA-NY-New York City 24 May 12

Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...

VP - Research Compliance Michael Page International Competitive Package USA-NY-New York City 24 May 12

Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...

Director of Product Risk Comprehensive Recruiting Outstanding compensation and benefit pla... USA-NY-New York City 24 May 12

The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...

VP - Investment Adviser Testing & Monitoring The Forum Group Base salary, bonus and benefits. USA-NY-New York City 24 May 12

Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...

Compliance Branch Manager The Forum Group Base plus bonus USA-NY-New York City 24 May 12

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Compliance Officer - Corporate Finance The Forum Group Base salary, bonus and benefits USA-NY-New York City 24 May 12

Providing real-time support to Corporate Finance businesses, primarily Investment Banking Coverage and Advisor...

VP Financial Crime AML Testing The Forum Group Base salary, bonus and benefits. USA-NY-New York City 24 May 12

Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...

Chief Compliance Officer The Forum Group Base salary, bonus and benefits USA-NY-New York City 24 May 12

This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...

VP Compliance Policies and Procedures The Forum Group Base plus bonus USA-NY-New York City 24 May 12

This position is an opportunity to join the policies and procedures group. The policies and procedures group ...

Regulatory Reporting Senior Specialist The Forum Group Base salary, bonus and benefits. USA-NY-New York City 24 May 12

The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...

AVP Compliance Risk Review The Forum Group Base salary, bonus and benefits USA-NY-New York City 24 May 12

Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.

Director Legal Counsel - Investor Solutions & Equity Derivatives Sales Scotiabank Competitive, based on experience USA-NY-New York City 24 May 12

Serve as a member of the Scotiabank's U.S. Legal & Compliance Department supporting Global Banking and Market'...

Senior Vice President - Legal Moody's Corporation Annual USA-NY-New York City 24 May 12

ResponsibilitiesThe SVP, for the Commercial Group ("CG") will join our New York office, working with the team ...

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 24 May 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Inquiries Group Assistant Manager Morgan Stanley not disclosed USA-NY-New York City 24 May 12

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Attorney for Corporate Treasury and Disclosure Morgan Stanley not disclosed USA-NY-New York City 24 May 12

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Director Market Surveillance CME Group not disclosed USA-NY-New York City 24 May 12

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Compliance Testing Vice President Morgan Stanley not disclosed USA-NY-New York City 23 May 12

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Compliance Officer Green Key Resources $90,000 - $140,000 USA-NY-New York City 23 May 12

Client is seeking candidates for a Compliance Officer role in New York, NY.

Compliance Attorney Robert Half Financial Service Group Up 150K USA-NY-New York City 23 May 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Commodities & Futures Compliance Officer Robert Half Financial Service DOE USA-NY-New York City 23 May 12

Robert Half Financial Services works with some of the most prestigious companies in the Financial Services sec...

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