| AML Investigations Manager | Morgan Stanley not disclosed | USA-NY-New York City | 25 May 12 |
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See job description below
| SOX Compliance & Indepedence Manager | BlackRock not disclosed | USA-NY-New York City | 25 May 12 |
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See job description below
| Senior Compliance VP/Associate - Top Fund/Asset Manager | Not Disclosed Very Competitive | USA-NY-New York City | 25 May 12 |
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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...
| Attorney - Top Asset Manager | Not Disclosed Strong | USA-NY-New York City | 25 May 12 |
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We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...
| Compliance -- Trade Surveillance | Not Disclosed Base plus Bonus | USA-NY-New York City | 25 May 12 |
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leading hedge fund is looking for a Compliance Vice President with experience in the trade surveillance proces...
| Regulatory/Compliance Assistant (Paralegal) | Newedge not disclosed | USA-NY-New York City | 25 May 12 |
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See job description below
| Compliance Director | JCW $150,000 - $250,000 Basic + Bonus | USA-NY-New York City | 25 May 12 |
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International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...
| Regulatory Risk Manager - MBS | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 25 May 12 |
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Global financial firm is looking to add a Risk Manager responsible for assessing and managing financial risks ...
| Vice President - Corporate & Funds Attorney | Michael Page International Up to $250K Base + Bonus & Benefits | USA-NY-New York City | 24 May 12 |
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Our client is one of the world's leading investment and advisory firms. They are looking for an Attorney t...
| Mutual Fund Attorney | Michael Page International Attractive base salary plus bonus | USA-NY-New York City | 24 May 12 |
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Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...
| VP - Research Compliance | Michael Page International Competitive Package | USA-NY-New York City | 24 May 12 |
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Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...
| Director of Product Risk | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 24 May 12 |
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The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...
| VP - Investment Adviser Testing & Monitoring | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...
| Compliance Branch Manager | The Forum Group Base plus bonus | USA-NY-New York City | 24 May 12 |
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Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...
| Compliance Officer - Corporate Finance | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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Providing real-time support to Corporate Finance businesses, primarily Investment Banking Coverage and Advisor...
| VP Financial Crime AML Testing | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...
| Chief Compliance Officer | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...
| VP Compliance Policies and Procedures | The Forum Group Base plus bonus | USA-NY-New York City | 24 May 12 |
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This position is an opportunity to join the policies and procedures group. The policies and procedures group ...
| Regulatory Reporting Senior Specialist | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...
| AVP Compliance Risk Review | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.
| Director Legal Counsel - Investor Solutions & Equity Derivatives Sales | Scotiabank Competitive, based on experience | USA-NY-New York City | 24 May 12 |
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Serve as a member of the Scotiabank's U.S. Legal & Compliance Department supporting Global Banking and Market'...
| Senior Vice President - Legal | Moody's Corporation Annual | USA-NY-New York City | 24 May 12 |
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ResponsibilitiesThe SVP, for the Commercial Group ("CG") will join our New York office, working with the team ...
| Director OTC Derivatives Compliance | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 24 May 12 |
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Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...
| Inquiries Group Assistant Manager | Morgan Stanley not disclosed | USA-NY-New York City | 24 May 12 |
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See job description below
| Attorney for Corporate Treasury and Disclosure | Morgan Stanley not disclosed | USA-NY-New York City | 24 May 12 |
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See job description below
| Director Market Surveillance | CME Group not disclosed | USA-NY-New York City | 24 May 12 |
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See job description below
| Compliance Testing Vice President | Morgan Stanley not disclosed | USA-NY-New York City | 23 May 12 |
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See job description below
| Compliance Officer | Green Key Resources $90,000 - $140,000 | USA-NY-New York City | 23 May 12 |
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Client is seeking candidates for a Compliance Officer role in New York, NY.
| Compliance Attorney | Robert Half Financial Service Group Up 150K | USA-NY-New York City | 23 May 12 |
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Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...
| Commodities & Futures Compliance Officer | Robert Half Financial Service DOE | USA-NY-New York City | 23 May 12 |
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Robert Half Financial Services works with some of the most prestigious companies in the Financial Services sec...