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Global IT Compliance Leader AIG NA USA-TX-Houston 21 May 12

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Vice President AIG NA USA-NY-New York City 21 May 12

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Tax Associate Ares Management DOE USA-CA-Glendale 25 May 12

The Tax Associate reports to Tax Mgr and VP of Tax for all tax matters related to Private Equity and Capital M...

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 24 May 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Senior Marketing Compliance Officer Bank of the West Competitive USA-CA-Hayward 11 May 12

The Senior Marketing Compliance Officer is primarily responsible for ensuring that marketing materials comply ...

SOX Compliance & Indepedence Manager BlackRock not disclosed USA-NY-New York City 25 May 12

See job description below

Operations Analyst Blue Fire Capital Competitve USA-IL-Chicago 04 May 12

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Associate Counsel Brandywine Global Investment Management Competitive USA-PA-Philadelphia 25 May 12

The Associate Counsel will report to the General Counsel & Chief Compliance Officer and will be responsible fo...

Compliance Manager Job Capital One Services, Inc. Competitive USA-TX-Plano 24 May 12

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High Frequency, Prop Trading COMPLIANCE Analyst Chicago US$100000 - US$150000 per annum USA-IL-Chicago 18 May 12

-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...

Director Market Surveillance CME Group not disclosed USA-NY-New York City 24 May 12

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Regulatory Risk Manager - MBS Comprehensive Recruiting Outstanding compensation and benefit pla... USA-NY-New York City 25 May 12

Global financial firm is looking to add a Risk Manager responsible for assessing and managing financial risks ...

Director of Product Risk Comprehensive Recruiting Outstanding compensation and benefit pla... USA-NY-New York City 24 May 12

The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...

VP Negotiator Credit Suisse . USA-NY-New York City 22 May 12

Our General Counsel division is seeking a Negotiator in the Investment Bank's New York office.

Head of Registration Credit Suisse N/A USA-NY-New York City 22 May 12

ROLE SUMMARY: Our General Counsel team is looking for a Head of US Registrations in New York and will rep...

Governance Specialist Deutsche Bank USD USA-NY-New York City 22 May 12

Candidate should have excellent interpersonal and project management skills to work directly for Governance Di...

Regulatory Reporting Controller/Vice President Deutsche Bank Competitive USA-NY-New York City 22 May 12

Deutsche Bank "Best Global Investment Bank 2010" A Passion to Perform. It's what drives us. More than a cl...

Engagement Manager – Anti Money Laundering Advisory E. D. Starr & Company Competitive USA-NY-New York City 15 May 12

Global Leader in Professional and Management Consulting Services

Compliance Officer Federal Home Loan Bank of New York Neg USA-NY-New York City 21 May 12

Manages all aspects of Complicance Division including operational and compliance risk management activities, ...

Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision Federal Reserve Bank not disclosed USA-NY-New York City 21 May 12

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Regulatory Compliance Liaison FX Alliance, LLC DOE USA-NY-New York City 02 May 12

The Regulatory Compliance Department is looking for a candidate with strong regulatory compliance skills. The ...

Regulatory Compliance Manager FX Alliance, LLC DOE USA-NY-New York City 02 May 12

The Regulatory Compliance Department is looking for a candidate with strong regulatory compliance skills. The ...

Compliance Officer Green Key Resources $90,000 - $140,000 USA-NY-New York City 23 May 12

Client is seeking candidates for a Compliance Officer role in New York, NY.

Dodd-Frank Consultant Green Key Resources Commensurate on experience USA-CT-Stamford 07 May 12

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

CRA Officer Hudson City Savings Bank Based on experience USA-NJ-Hackensack 25 May 12

Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...

Director of Fair Lending Compliance - Columbus, OH Huxley US$100000 - US$150000 per annum USA-OH-Columbus 15 May 12

Looking for a compliance officer with 5-7 years of experience in Fair Lending/housing with strong data-driven ...

Vice President-SOX Compliance Integrated Management Resources Open USA-CT-Norwalk 23 May 12

Major Insurance Company is seeking a Vice President to support SOX Compliance.

Manager-Financial Controls Integrated Management Resources Open USA-NY-New York City 23 May 12

Major Firm located in New York City is seeking a Manager to oversee SOX/MAR compliance activities for accounti...

Compliance Specialist Investment Placement Group (IPG) Competitive USA-CA-San Diego 25 May 12

Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...

IT Audit JB Technologies TBD USA-NY-Ramapo 24 May 12

IT Audit Consult to Possible Perm

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