| MSSB Compliance Project Manager | Morgan Stanley not disclosed | USA-NJ-Jersey City | 25 May 12 |
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See job description below
| AML Investigations Manager | Morgan Stanley not disclosed | USA-NY-New York City | 25 May 12 |
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See job description below
| SOX Compliance & Indepedence Manager | BlackRock not disclosed | USA-NY-New York City | 25 May 12 |
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See job description below
| Senior Compliance VP/Associate - Top Fund/Asset Manager | Not Disclosed Very Competitive | USA-NY-New York City | 25 May 12 |
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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...
| Attorney - Top Asset Manager | Not Disclosed Strong | USA-NY-New York City | 25 May 12 |
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We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...
| Director, Credit Risk | Not Disclosed $175k base salary, plus substantial annu... | USA-DC-Washington/Metro | 25 May 12 |
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Lead the expansion, development, and implementation of a cutting edge Credit Risk platform. Oversight of Mode...
| Associate Counsel | Brandywine Global Investment Management Competitive | USA-PA-Philadelphia | 25 May 12 |
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The Associate Counsel will report to the General Counsel & Chief Compliance Officer and will be responsible fo...
| Compliance -- Trade Surveillance | Not Disclosed Base plus Bonus | USA-NY-New York City | 25 May 12 |
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leading hedge fund is looking for a Compliance Vice President with experience in the trade surveillance proces...
| Regulatory/Compliance Assistant (Paralegal) | Newedge not disclosed | USA-NY-New York City | 25 May 12 |
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See job description below
| CRA Officer | Hudson City Savings Bank Based on experience | USA-NJ-Hackensack | 25 May 12 |
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Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...
| Compliance Specialist | Investment Placement Group (IPG) Competitive | USA-CA-San Diego | 25 May 12 |
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Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...
| Compliance Director | JCW $150,000 - $250,000 Basic + Bonus | USA-NY-New York City | 25 May 12 |
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International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...
| Tax Associate | Ares Management DOE | USA-CA-Glendale | 25 May 12 |
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The Tax Associate reports to Tax Mgr and VP of Tax for all tax matters related to Private Equity and Capital M...
| Regulatory Risk Manager - MBS | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 25 May 12 |
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Global financial firm is looking to add a Risk Manager responsible for assessing and managing financial risks ...
| Vice President - Corporate & Funds Attorney | Michael Page International Up to $250K Base + Bonus & Benefits | USA-NY-New York City | 24 May 12 |
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Our client is one of the world's leading investment and advisory firms. They are looking for an Attorney t...
| Mutual Fund Attorney | Michael Page International Attractive base salary plus bonus | USA-NY-New York City | 24 May 12 |
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Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...
| VP - Research Compliance | Michael Page International Competitive Package | USA-NY-New York City | 24 May 12 |
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Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...
| Director Global AML Program Management - Consumer Banking | Michael Page International Highly competitive salary, bonus and ben... | USA-NY-New York City | 24 May 12 |
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This role is a hybrid role ideally suited to an individual who views themselves as a Commercially minded Senio...
| Director of Product Risk | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 24 May 12 |
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The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...
| IT Audit | JB Technologies TBD | USA-NY-Ramapo | 24 May 12 |
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IT Audit Consult to Possible Perm
| VP - Investment Adviser Testing & Monitoring | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...
| VP, Administrative Manager | The Forum Group Base salary, bonus and benefits. | USA-CT-Stamford | 24 May 12 |
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The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...
| Compliance Branch Manager | The Forum Group Base plus bonus | USA-NY-New York City | 24 May 12 |
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Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...
| Compliance Officer - Corporate Finance | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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Providing real-time support to Corporate Finance businesses, primarily Investment Banking Coverage and Advisor...
| VP Financial Crime AML Testing | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...
| Chief Compliance Officer | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...
| VP Compliance Policies and Procedures | The Forum Group Base plus bonus | USA-NY-New York City | 24 May 12 |
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This position is an opportunity to join the policies and procedures group. The policies and procedures group ...
| Regulatory Reporting Senior Specialist | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...
| AVP Compliance Risk Review | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.
| Director Legal Counsel - Investor Solutions & Equity Derivatives Sales | Scotiabank Competitive, based on experience | USA-NY-New York City | 24 May 12 |
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Serve as a member of the Scotiabank's U.S. Legal & Compliance Department supporting Global Banking and Market'...